{"id":2240,"date":"2023-03-02T07:00:01","date_gmt":"2023-03-02T07:00:01","guid":{"rendered":"http:\/\/support.yuanta.com.vn\/?post_type=ysedu&p=2240"},"modified":"2023-03-29T03:07:08","modified_gmt":"2023-03-29T03:07:08","slug":"tong-quan-thi-truong-chung-khoan","status":"publish","type":"ysedu","link":"https:\/\/support.yuanta.com.vn\/zh-hant\/support\/chung-khoan-co-so\/tong-quan-thi-truong-chung-khoan\/","title":{"rendered":"T\u1ed5ng quan th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"

Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/h3>\n

Kh\u00e1i ni\u1ec7m:<\/strong><\/h4>\n

Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n l\u00e0 m\u1ed9t th\u1ecb tr\u01b0\u1eddng m\u00e0 \u1edf \u0111\u00f3 ng\u01b0\u1eddi ta mua b\u00e1n, chuy\u1ec3n nh\u01b0\u1ee3ng, trao \u0111\u1ed5i ch\u1ee9ng kho\u00e1n nh\u1eb1m m\u1ee5c \u0111\u00edch ki\u1ebfm l\u1eddi.<\/p>\n

Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n trong \u0111i\u1ec1u ki\u1ec7n c\u1ee7a n\u1ec1n kinh t\u1ebf hi\u1ec7n \u0111\u1ea1i, \u0111\u01b0\u1ee3c quan ni\u1ec7m l\u00e0 n\u01a1i di\u1ec5n ra c\u00e1c ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch mua b\u00e1n ch\u1ee9ng kho\u00e1n trung v\u00e0 d\u00e0i h\u1ea1n. Vi\u1ec7c mua b\u00e1n n\u00e0y \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh \u1edf th\u1ecb tr\u01b0\u1eddng s\u01a1 c\u1ea5p khi ng\u01b0\u1eddi mua mua \u0111\u01b0\u1ee3c ch\u1ee9ng kho\u00e1n l\u1ea7n \u0111\u1ea7u t\u1eeb nh\u1eefng ng\u01b0\u1eddi ph\u00e1t h\u00e0nh, v\u00e0 \u1edf nh\u1eefng th\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p khi c\u00f3 s\u1ef1 mua \u0111i b\u00e1n l\u1ea1i c\u00e1c ch\u1ee9ng kho\u00e1n \u0111\u00e3 \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh \u1edf th\u1ecb tr\u01b0\u1eddng s\u01a1 c\u1ea5p. Nh\u01b0 v\u1eady, x\u00e9t v\u1ec1 m\u1eb7t h\u00ecnh th\u1ee9c, th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ch\u1ec9 l\u00e0 n\u01a1i di\u1ec5n ra c\u00e1c ho\u1ea1t \u0111\u1ed9ng trao \u0111\u1ed5i, mua b\u00e1n, chuy\u1ec3n nh\u01b0\u1ee3ng c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n, qua \u0111\u00f3 thay \u0111\u1ed5i ch\u1ee7 th\u1ec3 n\u1eafm gi\u1eef ch\u1ee9ng kho\u00e1n.<\/p>\n

Ch\u1ee9c n\u0103ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n:<\/strong><\/h4>\n
    \n
  • Huy \u0111\u1ed9ng v\u1ed1n \u0111\u1ea7u t\u01b0 cho n\u1ec1n kinh t\u1ebf<\/li>\n
  • Cung c\u1ea5p m\u00f4i tr\u01b0\u1eddng \u0111\u1ea7u t\u01b0 cho c\u00f4ng ch\u00fang<\/li>\n
  • T\u1ea1o t\u00ednh thanh kho\u1ea3n cho c\u00e1c ch\u1ee9ng kho\u00e1n<\/li>\n
  • \u0110\u00e1nh gi\u00e1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p<\/li>\n
  • T\u1ea1o m\u00f4i tr\u01b0\u1eddng gi\u00fap Ch\u00ednh ph\u1ee7 th\u1ef1c hi\u1ec7n c\u00e1c ch\u00ednh s\u00e1ch kinh t\u1ebf v\u0129 m\u00f4<\/li>\n<\/ul>\n

    C\u00e1c ch\u1ee7 th\u1ec3 tham gia th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/strong><\/h4>\n
      \n
    1. Nh\u00e0 ph\u00e1t h\u00e0nh:<\/strong> l\u00e0 c\u00e1c t\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n huy \u0111\u1ed9ng v\u1ed1n th\u00f4ng qua th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Nh\u00e0 ph\u00e1t h\u00e0nh c\u00f3 th\u1ec3 l\u00e0 Ch\u00ednh ph\u1ee7, ch\u00ednh quy\u1ec1n \u0111\u1ecba ph\u01b0\u01a1ng, C\u00f4ng ty.\n
        \n
      • Ch\u00ednh ph\u1ee7 ph\u00e1t h\u00e0nh c\u00e1c lo\u1ea1i tr\u00e1i phi\u1ebfu ch\u00ednh ph\u1ee7 nh\u1eb1m huy \u0111\u1ed9ng ti\u1ec1n b\u00f9 \u0111\u1eafp th\u00e2m h\u1ee5t ng\u00e2n s\u00e1ch ho\u1eb7c th\u1ef1c hi\u1ec7n nh\u1eefng c\u00f4ng tr\u00ecnh qu\u1ed1c gia l\u1edbn.<\/li>\n
      • Ch\u00ednh quy\u1ec1n \u0111\u1ecba ph\u01b0\u01a1ng ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu \u0111\u1ecba ph\u01b0\u01a1ng \u0111\u1ec3 huy \u0111\u1ed9ng ti\u1ec1n \u0111\u1ea7u t\u01b0 cho c\u00e1c c\u00f4ng tr\u00ecnh hay ch\u01b0\u01a1ng tr\u00ecnh kinh t\u1ebf, x\u00e3 h\u1ed9i c\u1ee7a \u0111\u1ecba ph\u01b0\u01a1ng.<\/li>\n
      • C\u00e1c c\u00f4ng ty mu\u1ed1n huy \u0111\u1ed9ng v\u1ed1n \u0111\u1ea7u t\u01b0 ph\u00e1t tri\u1ec3n s\u1ea3n xu\u1ea5t ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu c\u00f4ng ty ho\u1eb7c c\u1ed5 phi\u1ebfu.<\/li>\n<\/ul>\n<\/li>\n
      • Nh\u00e0 \u0111\u1ea7u t\u01b0:<\/strong>\n
          \n
        • Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00e1 nh\u00e2n: Nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ea5p nh\u1eadn r\u1ee7i ro v\u00e0 Nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng th\u00edch r\u1ee7i ro;<\/li>\n
        • Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 t\u1ed5 ch\u1ee9c: c\u00f4ng ty \u0111\u1ea7u t\u01b0, c\u00f4ng ty b\u1ea3o hi\u1ec3m, qu\u1ef9 b\u1ea3o hi\u1ec3m x\u00e3 h\u1ed9i, c\u00f4ng ty t\u00e0i ch\u00ednh,ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i.<\/li>\n<\/ul>\n<\/li>\n
        • C\u00e1c t\u1ed5 ch\u1ee9c kinh doanh tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n:<\/strong>\n
            \n
          • C\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/li>\n
          • Qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n<\/li>\n
          • C\u00e1c trung gian t\u00e0i ch\u00ednh<\/li>\n<\/ul>\n<\/li>\n
          • C\u00e1c t\u1ed5 ch\u1ee9c li\u00ean quan \u0111\u1ebfn ch\u1ee9ng kho\u00e1n:<\/strong>\n
              \n
            • C\u01a1 quan qu\u1ea3n l\u00fd Nh\u00e0 n\u01b0\u1edbc<\/li>\n
            • S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/li>\n
            • Hi\u1ec7p h\u1ed9i c\u00e1c nh\u00e0 kinh doanh ch\u1ee9ng kho\u00e1n<\/li>\n
            • T\u1ed5 ch\u1ee9c l\u01b0u k\u00fd v\u00e0 thanh to\u00e1n b\u00f9 tr\u1eeb ch\u1ee9ng kho\u00e1n<\/li>\n
            • C\u00f4ng ty d\u1ecbch v\u1ee5 m\u00e1y t\u00ednh ch\u1ee9ng kho\u00e1n<\/li>\n
            • C\u00e1c t\u1ed5 ch\u1ee9c t\u00e0i tr\u1ee3 ch\u1ee9ng kho\u00e1n<\/li>\n
            • C\u00f4ng ty \u0111\u00e1nh gi\u00e1 h\u1ec7 s\u1ed1 t\u00edn nhi\u1ec7m<\/li>\n<\/ul>\n<\/li>\n<\/ol>\n

              C\u00e1c nguy\u00ean t\u1eafc ho\u1ea1t \u0111\u1ed9ng tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/strong><\/h4>\n
                \n
              • Nguy\u00ean t\u1eafc c\u00f4ng khai<\/li>\n
              • Nguy\u00ean t\u1eafc trung gian<\/li>\n
              • Nguy\u00ean t\u1eafc \u0111\u1ea5u gi\u00e1<\/li>\n<\/ul>\n

                C\u1ea5u tr\u00fac v\u00e0 ph\u00e2n lo\u1ea1i c\u01a1 b\u1ea3n c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/strong><\/h4>\n

                C\u0103n c\u1ee9 v\u00e0o s\u1ef1 lu\u00e2n chuy\u1ec3n c\u00e1c ngu\u1ed3n v\u1ed1n<\/strong><\/span><\/p>\n\n\n\n\n\n\n
                Th\u1ecb tr\u01b0\u1eddng s\u01a1 c\u1ea5p<\/strong><\/span><\/td>\nTh\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p<\/strong><\/span><\/td>\n<\/tr>\n
                Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n s\u01a1 c\u1ea5p l\u00e0 n\u01a1i duy nh\u1ea5t m\u00e0 ch\u1ee9ng kho\u00e1n \u0111em l\u1ea1i v\u1ed1n cho ng\u01b0\u1eddi ph\u00e1t h\u00e0nh<\/td>\nTh\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p kh\u00f4ng tr\u1ef1c ti\u1ebfp mang l\u1ea1i v\u1ed1n cho ng\u01b0\u1eddi \u0111\u1ea7u t\u01b0 s\u1ea3n xu\u1ea5t kinh doanh<\/td>\n<\/tr>\n
                Gi\u00e1 ch\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng s\u01a1 c\u1ea5p (gi\u00e1 ph\u00e1t h\u00e0nh) do t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh quy\u1ebft \u0111\u1ecbnh<\/td>\nGiao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p ph\u1ea3n \u00e1nh nguy\u00ean t\u1eafc t\u1ef1 do, c\u1ea1nh tranh t\u1ef1 do<\/td>\n<\/tr>\n
                Nh\u1eefng ng\u01b0\u1eddi b\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng s\u01a1 c\u1ea5p th\u01b0\u1eddng l\u00e0 kho b\u1ea1c, ng\u00e2n h\u00e0ng nh\u00e0 n\u01b0\u1edbc, c\u00f4ng ty ph\u00e1t h\u00e0nh, t\u1eadp \u0111o\u00e0n b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh…<\/td>\nCh\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c mua b\u00e1n nhi\u1ec1u l\u1ea7n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

                C\u0103n c\u1ee9 v\u00e0o h\u00e0ng h\u00f3a tr\u00ean th\u1ecb tr\u01b0\u1eddng<\/strong><\/p>\n\n\n\n\n\n
                \"\"<\/td>\n\"\"<\/td>\n\"\"<\/td>\n<\/tr>\n
                Th\u1ecb tr\u01b0\u1eddng c\u1ed5 phi\u1ebfu<\/span><\/strong><\/td>\nTh\u1ecb tr\u01b0\u1eddng tr\u00e1i phi\u1ebfu<\/span><\/strong><\/td>\nTh\u1ecb tr\u01b0\u1eddng c\u00e1c c\u00f4ng c\u1ee5 ch\u1ee9ng kho\u00e1n ph\u00e1i sinh <\/span><\/strong><\/td>\n<\/tr>\n
                Th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch v\u00e0 mua b\u00e1n c\u00e1c lo\u1ea1i c\u1ed5 phi\u1ebfu, bao g\u1ed3m c\u1ed5 phi\u1ebfu th\u01b0\u1eddng, c\u1ed5 phi\u1ebfu \u01b0u \u0111\u00e3i.<\/td>\nTh\u1ecb tr\u01b0\u1eddng giao d\u1ecbch v\u00e0 mua b\u00e1n c\u00e1c tr\u00e1i phi\u1ebfu \u0111\u00e3 \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh, c\u00e1c tr\u00e1i phi\u1ebfu n\u00e0y bao g\u1ed3m c\u00e1c tr\u00e1i phi\u1ebfu c\u00f4ng ty, tr\u00e1i phi\u1ebfu \u0111\u00f4 th\u1ecb v\u00e0 tr\u00e1i phi\u1ebfu ch\u00ednh ph\u1ee7<\/td>\nTh\u1ecb tr\u01b0\u1eddng ph\u00e1t h\u00e0nh v\u00e0 mua \u0111i b\u00e1n l\u1ea1i c\u00e1c ch\u1ee9ng t\u1eeb t\u00e0i ch\u00ednh kh\u00e1c nh\u01b0: quy\u1ec1n mua c\u1ed5 phi\u1ebfu, ch\u1ee9ng quy\u1ec1n, h\u1ee3p \u0111\u1ed3ng quy\u1ec1n ch\u1ecdn.<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

                C\u0103n c\u1ee9 v\u00e0o ph\u01b0\u01a1ng th\u1ee9c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng<\/strong><\/p>\n\n\n\n\n
                \"\"<\/td>\n\"\"<\/td>\n<\/tr>\n
                Thi\u0323 tr\u01b0\u01a1\u0300ng giao di\u0323ch t\u00e2\u0323p trung <\/span><\/strong><\/p>\n

                (S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n)<\/td>\n

                		Thi\u0323 tr\u01b0\u01a1\u0300ng phi t\u00e2\u0323p trung <\/strong><\/span><\/p>\n

                (Thi\u0323 tr\u01b0\u01a1\u0300ng OTC)<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

                 <\/p>\n","protected":false},"excerpt":{"rendered":"

                Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Kh\u00e1i ni\u1ec7m: Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1…<\/p>\n","protected":false},"author":1,"featured_media":2749,"template":"","acf":[],"_links":{"self":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/ysedu\/2240"}],"collection":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/ysedu"}],"about":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/types\/ysedu"}],"author":[{"embeddable":true,"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/users\/1"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/media\/2749"}],"wp:attachment":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/media?parent=2240"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}