{"id":2654,"date":"2023-03-23T02:26:00","date_gmt":"2023-03-23T02:26:00","guid":{"rendered":"https:\/\/support.yuanta.com.vn\/?post_type=ysedu&#038;p=2654"},"modified":"2023-03-29T03:15:11","modified_gmt":"2023-03-29T03:15:11","slug":"chung-quyen-co-dam-bao","status":"publish","type":"ysedu","link":"https:\/\/support.yuanta.com.vn\/zh-hant\/support\/chung-khoan-phai-sinh\/chung-quyen-co-dam-bao\/","title":{"rendered":"CH\u1ee8NG QUY\u1ec0N C\u00d3 \u0110\u1ea2M B\u1ea2O"},"content":{"rendered":"<p style=\"text-align: justify;\"><b>Ch\u1ee9ng quy\u1ec1n c\u00f3 \u0111\u1ea3m b\u1ea3o (Covered warrant)<\/b><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">Ch\u1ee9ng quy\u1ec1n c\u00f3 b\u1ea3o \u0111\u1ea3m l\u00e0 m\u1ed9t lo\u1ea1i ch\u1ee9ng kho\u00e1n ph\u00e1i sinh (CKPS) c\u00f3 t\u00e0i s\u1ea3n \u0111\u1ea3m b\u1ea3o, do c\u00f4ng ty ch\u1ee9ng kho\u00e1n ph\u00e1t h\u00e0nh v\u00e0 \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft tr\u00ean s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n. Ng\u01b0\u1eddi mua ch\u1ee9ng quy\u1ec1n c\u00f3 quy\u1ec1n (nh\u01b0ng kh\u00f4ng b\u1eaft bu\u1ed9c) mua ho\u1eb7c b\u00e1n m\u1ed9t ch\u1ee9ng kho\u00e1n c\u01a1 s\u1edf \u1edf m\u1ed9t th\u1eddi \u0111i\u1ec3m c\u1ee5 th\u1ec3 trong t\u01b0\u01a1ng lai v\u1edbi m\u1ee9c gi\u00e1 \u0111\u00e3 x\u00e1c \u0111\u1ecbnh tr\u01b0\u1edbc. V\u1ec1 b\u1ea3n ch\u1ea5t th\u00ec ch\u1ee9ng quy\u1ec1n ch\u00ednh l\u00e0 m\u1ed9t lo\u1ea1i h\u1ee3p \u0111\u1ed3ng quy\u1ec1n ch\u1ecdn (option).<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">Ch\u1ee9ng quy\u1ec1n c\u00f3 2 lo\u1ea1i l\u00e0 ch\u1ee9ng quy\u1ec1n mua v\u00e0 ch\u1ee9ng quy\u1ec1n b\u00e1n. Tuy nhi\u00ean theo quy \u0111\u1ecbnh hi\u1ec7n t\u1ea1i th\u00ec c\u00e1c C\u00f4ng ty ch\u1ee9ng kho\u00e1n ch\u1ec9 ph\u00e9p \u0111\u01b0\u1ee3c ph\u00e9p ph\u00e1t h\u00e0nh Ch\u1ee9ng quy\u1ec1n mua.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">V\u00ed d\u1ee5: Ng\u00e0y 01\/02\/2023, nh\u00e0 \u0111\u1ea7u t\u01b0 d\u1ef1 \u0111o\u00e1n gi\u00e1 c\u1ed5 phi\u1ebfu HPG s\u1ebd c\u00f3 xu h\u01b0\u1edbng t\u0103ng trong hai th\u00e1ng t\u1edbi. L\u00fac n\u00e0y N\u0110T mua 1,000 Ch\u1ee9ng quy\u1ec1n (CW) tr\u00ean c\u1ed5 phi\u1ebfu HPG v\u1edbi c\u00e1c th\u00f4ng s\u1ed1 sau:<\/span><\/p>\n<ul style=\"text-align: justify;\">\n<li style=\"font-weight: 400;\" aria-level=\"1\"><span style=\"font-weight: 400;\">\u00a0T\u1ef7 l\u1ec7 chuy\u1ec3n \u0111\u1ed5i: 2:1<\/span><\/li>\n<li style=\"font-weight: 400;\" aria-level=\"1\"><span style=\"font-weight: 400;\">\u00a0Ng\u00e0y \u0111\u00e1o h\u1ea1n: 01\/04\/2023<\/span><\/li>\n<li style=\"font-weight: 400;\" aria-level=\"1\"><span style=\"font-weight: 400;\">\u00a0Gi\u00e1 th\u1ef1c hi\u1ec7n 23,200 \u0111\u1ed3ng<\/span><\/li>\n<li style=\"font-weight: 400;\" aria-level=\"1\"><span style=\"font-weight: 400;\">\u00a0Gi\u00e1 ch\u1ee9ng quy\u1ec1n: 1,500 \u0111\u1ed3ng\/CW<\/span><\/li>\n<li style=\"font-weight: 400;\" aria-level=\"1\"><span style=\"font-weight: 400;\">\u00a0G\u00eda HPG hi\u1ec7n t\u1ea1i: 23,000<\/span><\/li>\n<\/ul>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">V\u1eady s\u1ed1 ti\u1ec1n nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i tr\u1ea3 \u0111\u1ec3 mua 1,000 CW HPG l\u00e0: 1000 * 1.500 = 1.500.000 \u0111\u1ed3ng<\/span><\/p>\n<p style=\"text-align: justify;\"><b>Sau 01 th\u00e1ng:<\/b><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">Gi\u1ea3 s\u1eed gi\u00e1 m\u1ed9t ch\u1ee9ng quy\u1ec1n mua tr\u00ean th\u1ecb tr\u01b0\u1eddng l\u00e0 2.000 \u0111\u1ed3ng. Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 ch\u1ed1t l\u1eddi b\u1eb1ng vi\u1ec7c b\u00e1n l\u1ea1i CW ngay th\u1eddi \u0111i\u1ec3m n\u00e0y tr\u00ean s\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">L\u1ee3i nhu\u1eadn = 1.000 x (2.000-1.500) = 500.000 \u0111\u1ed3ng<\/span><\/p>\n<p style=\"text-align: justify;\"><b>V\u00e0o ng\u00e0y \u0111\u00e1o h\u1ea1n:<\/b><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">N\u1ebfu nh\u00e0 \u0111\u1ea7u t\u01b0 n\u1eafm gi\u1eef \u0111\u1ebfn ng\u00e0y \u0111\u00e1o h\u1ea1n v\u00e0 gi\u00e1 c\u1ee7a c\u1ed5 phi\u1ebfu HPG t\u0103ng l\u00ean \u0111\u00fang nh\u01b0 d\u1ef1 \u0111o\u00e1n. Gi\u1ea3 s\u1eed gi\u00e1 thanh to\u00e1n \u0111\u1ed1i v\u1edbi c\u1ed5 phi\u1ebfu HPG l\u00e0 30.200 \u0111\u1ed3ng cao h\u01a1n m\u1ee9c gi\u00e1 th\u1ef1c hi\u1ec7n 23.200 \u0111\u1ed3ng c\u1ee7a CW. L\u00fac n\u00e0y N\u0110T s\u1ebd th\u1ef1c hi\u1ec7n quy\u1ec1n mua v\u00e0 \u0111\u01b0\u1ee3c thanh to\u00e1n nh\u01b0 sau:<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh s\u1ebd thanh to\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 s\u1ed1 ti\u1ec1n l\u00e0: 1.000\/2 x (30.200-23.200) =3.500.000 \u0111\u1ed3ng.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">N\u0110T s\u1ebd c\u00f3 l\u1ee3i nhu\u1eadn l\u00e0: 3.500.000 \u0111\u1ed3ng- 1.500.000 \u0111\u1ed3ng (t\u1ed5ng s\u1ed1 ti\u1ec1n b\u1ecf ra \u0111\u1ec3 s\u1edf h\u1eefu CW) = 2.000.000 \u0111\u1ed3ng.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">N\u1ebfu gi\u00e1 thanh to\u00e1n t\u1ea1i ng\u00e0y \u0111\u00e1o h\u1ea1n th\u1ea5p h\u01a1n gi\u00e1 th\u1ef1c hi\u1ec7n c\u1ee7a CW, l\u00fac n\u00e0y N\u0110T s\u1ebd kh\u00f4ng th\u1ef1c hi\u1ec7n quy\u1ec1n mua v\u00e0 ch\u1ec9 b\u1ecb l\u1ed7 s\u1ed1 ti\u1ec1n ban \u0111\u1ea7u mua ch\u1ee9ng quy\u1ec1n l\u00e0 1.500.000 \u0111\u1ed3ng.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-weight: 400;\">Ta c\u00f3 th\u1ec3 th\u1ea5y m\u1ed9t \u01b0u \u0111i\u1ec3m c\u1ee7a ch\u1ee9ng quy\u1ec1n mua \u0111\u00f3 l\u00e0 N\u0110T c\u00f3 th\u1ec3 gi\u1edbi h\u1ea1n s\u1ed1 thua l\u1ed7 t\u1ed1i \u0111a c\u1ee7a m\u00ecnh (b\u1eb1ng v\u1edbi s\u1ed1 ti\u1ec1n mua ch\u1ee9ng quy\u1ec1n) c\u00f2n chi\u1ec1u l\u1ee3i nhu\u1eadn th\u00ec kh\u00f4ng b\u1ecb gi\u1edbi h\u1ea1n.<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Ch\u1ee9ng quy\u1ec1n c\u00f3 \u0111\u1ea3m b\u1ea3o (Covered warrant) Ch\u1ee9ng quy\u1ec1n c\u00f3&#8230;<\/p>\n","protected":false},"author":43,"featured_media":2767,"template":"","class_list":["post-2654","ysedu","type-ysedu","status-publish","has-post-thumbnail","hentry","lesson-chung-khoan-phai-sinh"],"acf":[],"_links":{"self":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/ysedu\/2654","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/ysedu"}],"about":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/types\/ysedu"}],"author":[{"embeddable":true,"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/users\/43"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/media\/2767"}],"wp:attachment":[{"href":"https:\/\/support.yuanta.com.vn\/zh-hant\/wp-json\/wp\/v2\/media?parent=2654"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}